AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SJ

Scott R. Johnson

Some features on this profile are disabled
CRD#: 2758282
SJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Roy Johnson was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2008. Scott had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 15, 2023 - April 18, 2023

PRIME CAPITAL FINANCIAL

RIA
CRD#: 288712
Mt. Pleasant, SC
Past

January 9, 2017 - November 10, 2022

THE FINANCIAL ADVISORS, LLC

RIA
CRD#: 146680
Newburyport, MA
Past

February 28, 2008 - June 7, 2013

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NORTH ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRIME CAPITAL FINANCIAL
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL TAX ADVISORY | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS

CRD#: 288712 / SEC#: 801-110709

RIA
Registered Investment Advisory firm - (6/23/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/9/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 2/27/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/24/2008
Investment Company Products/Variable Contracts Principal Examination

Current Firm

PRIME CAPITAL FINANCIAL
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL TAX ADVISORY | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS

CRD#: 288712 / SEC#: 801-110709

RIA
Registered Investment Advisory firm - (6/23/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6201 College Blvd. Suite #150, Overland Park, KS 66211
Mailing Address
Phone number
(800) 493-6226
Established
Firm type
Fiscal year end
# of Employees
430

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCF FORM ADV PART 2A 12-2025 (REVISED 120925) (12/9/2025)
PCF FORM ADV PART 2A - RETIREMENT PLAN SERVICES 06-2025 (REVISED 060625) (6/6/2025)
PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR LIMITED ADVISORY SERVICES 06-2025 (REVISED 060625) (6/6/2025)
PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR ASSET MANAGEMENT SERVICES 03-2025 (REVISED 030625) (3/6/2025)

Regulatory assets under management

Total Number of Accounts44,399
AUM (Assets Under Management)$ 30,111,066,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME CAPITAL FINANCIAL

PRIME CAPITAL FINANCIAL

CRD#: 288712

TRUST BUT VERIFY

Monitor Scott Johnson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.