Timothy B. Smith
GRANITE HARBOR ADVISORS
Houston, TX 77064
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CRD#: 2758223
Professional summary
Timothy Brian Smith, CFP®, who also goes by Tim Smith, is a registered financial advisor currently at GRANITE HARBOR ADVISORS, INC. located in Houston, Texas.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Tim Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Insurance Agent. Non-Investment Related. Houston, TX. Less than 10% of time allocated to this activity. Partial owner Granite Harbor Group insurance affiliate. 2) Yalumba Partners, LP. Limited partner in real estate partners. Investment Related. Roughly 2 hours per month. 3) Reserve at Sugar Tree POA; Not investment-related; 153 Lakeside Dr. Lipan, TX 76462; HOA of a community that Tim is invested in; President; 02/23/2018 Start Date; Approx. 2 hours per month spent on this OBA; 0 hours spent during securities trading hours; Manage the Community 4) Ronald McDonald House Charities Greater Houston; Not investment-related; 1907 Holcombe Blvd, Houston, TX 77030; Charity helping house family of sick children; Board Member; 01/01/2024 start date; Approx. 4 hours per month spent on this OBA; 0 hours spent during securities trading hours; Serves on the strategic growth committee. 5.) +2 Investment Group 1, LLC - Investment Club - Member/Investor - 11/2024 - 1714 Wild Rose Way, Southlake, TX 76092 - 0 hours per month - passive investor only.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Brian Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 4, 2015 - Present
GRANITE HARBOR ADVISORS, INC.
Office #1: 10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064RIA
CRD#: 179523
Houston, TX
Past
January 6, 2014 - December 31, 2015
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
Houston, TX
Past
January 6, 2014 - December 31, 2015
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
HOUSTON, TX
Past
June 19, 1996 - January 9, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HOUSTON, TX
Past
June 19, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 19, 1996 - January 9, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GH
GRANITE HARBOR ADVISORS, INC.
GRANITE HARBOR ADVISORS, INC.
CRD#: 179523 / SEC#: 801-110558
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Texas
Registered Investment Advisory firm - (6/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
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GRANITE HARBOR ADVISORS, INC.
GRANITE HARBOR ADVISORS, INC.
CRD#: 179523 / SEC#: 801-110558
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Texas
Registered Investment Advisory firm - (6/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064
Mailing Address
Phone number
(832) 461-0789
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 561,382,077 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
