Thomas R. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Russon Baird, who also goes by Tom Baird, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2021 - January 23, 2025
BRIGHTON WEALTH MANAGEMENT, INC.
March 22, 2017 - October 16, 2019
PURSHE KAPLAN STERLING INVESTMENTS
January 3, 2013 - July 6, 2021
FORESIGHT WEALTH MANAGEMENT, LLC
January 14, 2011 - March 14, 2017
SECURITIES SERVICE NETWORK, LLC
August 1, 2002 - January 21, 2011
HORNOR, TOWNSEND & KENT, LLC
June 14, 2002 - January 21, 2011
HORNOR, TOWNSEND & KENT, LLC
February 28, 2000 - June 19, 2002
AMERITAS INVESTMENT COMPANY, LLC
July 26, 1996 - March 8, 2000
CETERA WEALTH SERVICES, LLC
July 18, 1996 - July 18, 1996
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTON WEALTH MANAGEMENT, INC.
CRD#: 148457 / SEC#: 801-69628
Contact information
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 131,876,184 |
Red Flags
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