Larkin M. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larkin Mason Fowler III, who also goes by Larkin Fowler, Larkin Mason Fowler III III, was a registered financial professional .
Larkin is a previously registered financial professional and started their career in finance in 1996. Larkin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2014 - March 10, 2017
CAVU SECURITIES LLC
April 29, 2010 - February 3, 2014
CONSENSUS SECURITIES LLC
October 31, 2008 - March 11, 2010
PALI CAPITAL, INC.
June 1, 2006 - July 3, 2007
FIRST CITIZENS CAPITAL SECURITIES, LLC
May 7, 2003 - May 15, 2006
JEFFERIES LLC
December 9, 1999 - December 5, 2002
J.P. MORGAN SECURITIES INC.
August 7, 1997 - September 7, 1999
ABN AMRO SECURITIES LLC
September 4, 1996 - July 18, 1997
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
