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RM

Rakesh Mehta

MEHTA MONEY
South Bend, IN
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CRD#: 2757921
RM

Professional summary


Rakesh Mehta, CFP® is a registered financial advisor currently at MEHTA MONEY, LLC located in South Bend, Indiana.

Rakesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Rakesh has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEHTA WEALTH STRATEGIES INC. - INSURANCE & FIXED ANNUITIES - President/Insurance Agent since 01/2006 - investment related - 80 hrs/mo

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rakesh Mehta's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

March 8, 2018 - Present

MEHTA MONEY, LLC

RIA
CRD#: 292885
South Bend, IN
Past

January 4, 2016 - June 12, 2017

FIRST HEARTLAND CONSULTANTS, INC.

RIA
CRD#: 110377
South Bend, IN
Past

November 18, 2015 - June 12, 2017

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
South Bend, IN
Past

January 23, 2013 - December 6, 2013

P.J. ROBB VARIABLE, LLC

BD
CRD#: 38339
MEMPHIS, TN
Past

December 16, 2004 - February 11, 2011

QA3 FINANCIAL LLC

RIA
CRD#: 104957
SOUTH BEND, IN
Past

December 16, 2004 - February 11, 2011

QA3 FINANCIAL CORP.

BD
CRD#: 14754
SOUTH BEND, IN
Past

November 15, 1999 - December 10, 2004

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
MERRILVILLE, IN
Past

March 26, 1999 - December 10, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 26, 1999 - December 10, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/8/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 4/1/1999
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MM
MEHTA MONEY, LLC
MEHTA MONEY, LLC

CRD#: 292885 / SEC#:

Indiana
Registered Investment Advisory firm - (3/8/2018 Approved)
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Contact information


Main Address
South Bend, IN
Mailing Address
Phone number
(574) 272-7777
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts16
AUM (Assets Under Management)$ 499,350

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MEHTA MONEY, LLC

CRD#: 292885South Bend, IN

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