Brian W. Stead
Professional summary
Brian Walter Stead, who also goes by The Duke, Brian W Stead, Brian Stead, Byron Walter Stead, is a registered financial advisor currently at BMA ADVISORS, LLC located in La Quinta, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Walter Stead's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
BMA ADVISORS, LLC
May 15, 2013 - June 9, 2023
BROXTON CAPITAL ADVISORS
January 30, 2007 - March 2, 2009
NATALLIANCE SECURITIES, LLC
March 1, 2006 - January 15, 2009
BROXTON CAPITAL ADVISORS
April 8, 2002 - February 28, 2006
WESTERN INTERNATIONAL SECURITIES, INC.
February 11, 2002 - April 10, 2002
FIRST ALLIED SECURITIES, INC.
April 27, 2001 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
October 29, 1998 - April 30, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2023)
(5/1/2023)
Exams
Current Firm
BMA ADVISORS, LLC
CRD#: 124299 / SEC#: 801-62002
Contact information
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 21,587,215 |
Red Flags
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