Donald Krohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Krohn was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 8 firms and has passed the Series 63, PC, Series 15, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1997 - September 22, 2004
SANDGRAIN SECURITIES LLC
February 4, 1981 - May 16, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 16, 1980 - March 4, 1981
LEHMAN BROTHERS INC.
June 21, 1979 - April 21, 1980
ROONEY, PACE INC.
July 14, 1978 - March 1, 1979
STATE STREET SECURITIES, INC.
November 18, 1975 - July 19, 1978
RICHARD FRANKLIN, INC.
August 2, 1973 - December 2, 1974
HIBBARD & O'CONNOR SECURITIES, INC.
November 26, 1971 - July 28, 1972
UMIC, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 4/20/1983
AMEX Put and Call ExamSeries 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/19/1981
Interest Rate Options ExaminationSeries 1
Date: 11/22/1971
Registered Representative ExaminationCurrent Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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