Eugene A. Glabik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Anthony Glabik, who also goes by Eugene Anthony Glabik Jr, Eugene Anthony Jr Glabik, Gene Glabik Jr, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1999. Eugene had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2019 - October 16, 2020
SPARTAN CAPITAL SECURITIES, LLC
June 10, 2019 - November 6, 2019
PAULSON INVESTMENT COMPANY LLC
October 4, 2017 - June 3, 2019
WORDEN CAPITAL MANAGEMENT LLC
January 24, 2013 - July 10, 2013
WINDSOR STREET CAPITAL, LP
September 29, 2011 - January 10, 2012
LEGEND SECURITIES, INC.
January 20, 2010 - September 2, 2011
BUCKMAN, BUCKMAN & REID, INC.
May 30, 2007 - January 14, 2010
MERCER CAPITAL LTD.
May 4, 2005 - May 29, 2007
R.M. STARK & CO., INC.
February 10, 2004 - February 24, 2005
NATIONAL SECURITIES CORPORATION
January 2, 2004 - February 12, 2004
CARLTON CAPITAL INC.
February 26, 2003 - January 2, 2004
PARK CAPITAL SECURITIES, LLC
September 17, 2001 - March 10, 2003
J.P. TURNER & COMPANY, L.L.C.
November 19, 1999 - October 15, 2001
JOSEPH STEVENS & CO., INC.
May 17, 1999 - November 19, 1999
MAY, DAVIS GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/14/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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