PS
Peter H. Schellbach
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2756983
PS
Professional summary
Peter Harned Schellbach, who also goes by Peter H Schellbach, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 11 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Peter H Schellbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Harned Schellbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2022 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
August 29, 2020 - April 29, 2022
ODEON CAPITAL GROUP LLC
BD
CRD#: 148493
NEW YORK, NY
Past
August 9, 2017 - August 19, 2020
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
March 2, 2015 - August 14, 2017
IMPERIAL CAPITAL, LLC
BD
CRD#: 43744
NEW YORK, NY
Past
August 6, 2012 - February 26, 2015
INGALLS & SNYDER, LLC
BD
CRD#: 2288
NEW YORK, NY
Past
May 7, 2009 - March 16, 2012
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
NEW YORK, NY
Past
September 22, 2008 - March 26, 2009
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
March 5, 2004 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 19, 2003 - March 16, 2004
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
June 7, 1999 - June 11, 2003
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
July 23, 1996 - June 7, 1999
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/29/2022)
RR
Alaska(6/29/2022)
RR
Arizona(6/29/2022)
RR
Arkansas(6/29/2022)
RR
California(6/29/2022)
RR
Colorado(6/29/2022)
RR
Connecticut(6/29/2022)
RR
Delaware(6/29/2022)
RR
District of Columbia(8/9/2022)
RR
Florida(6/29/2022)
RR
Georgia(6/29/2022)
RR
Hawaii(6/29/2022)
RR
Idaho(6/29/2022)
RR
Illinois(8/12/2022)
RR
Indiana(6/29/2022)
RR
Iowa(6/29/2022)
RR
Kansas(6/29/2022)
RR
Kentucky(6/29/2022)
RR
Louisiana(6/29/2022)
RR
Maine(6/29/2022)
RR
Maryland(6/29/2022)
RR
Massachusetts(6/29/2022)
RR
Michigan(6/29/2022)
RR
Minnesota(6/29/2022)
RR
Mississippi(6/29/2022)
RR
Missouri(6/29/2022)
RR
Montana(6/29/2022)
RR
Nebraska(6/29/2022)
RR
Nevada(6/29/2022)
RR
New Hampshire(6/29/2022)
RR
New Jersey(6/29/2022)
RR
New Mexico(6/29/2022)
RR
New York(6/29/2022)
RR
North Carolina(6/29/2022)
RR
North Dakota(6/29/2022)
RR
Ohio(7/1/2022)
RR
Oklahoma(6/29/2022)
RR
Oregon(6/29/2022)
RR
Pennsylvania(6/29/2022)
RR
Puerto Rico(7/15/2022)
RR
Rhode Island(6/29/2022)
RR
South Carolina(6/29/2022)
RR
South Dakota(6/29/2022)
RR
Tennessee(6/29/2022)
RR
Texas(6/29/2022)
RR
Utah(6/29/2022)
RR
Vermont(6/29/2022)
RR
Virgin Islands(8/9/2022)
RR
Virginia(6/29/2022)
RR
Washington(6/29/2022)
RR
West Virginia(6/29/2022)
RR
Wisconsin(6/29/2022)
RR
Wyoming(6/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/16/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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