AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TS

Todd A. Smith

SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS
San Jose, CA 95138
Some features on this profile are disabled
CRD#: 2756926
TS

Professional summary

Todd Austin Smith is a registered financial advisor currently at SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC. located in San Jose, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Todd has worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Austin Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2018 - Present

SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.

Office #1: 6050 Hellyer Ave Suite 150, San Jose, CA 95138
RIA
CRD#: 159702
San Jose, CA
Past

January 6, 2012 - December 31, 2017

SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.

RIA
CRD#: 159702
SAN JOSE, CA
Past

April 19, 2007 - February 10, 2012

ASSET STRATEGIES & MANAGEMENT, INC.

RIA
CRD#: 104723
CAMPBELL, CA
Past

January 6, 2005 - April 19, 2007

EPLANNING ADVISORS INC

RIA
CRD#: 109184
CAMPBELL, CA
Past

January 6, 2005 - August 2, 2007

EPLANNING SECURITIES, INC.

BD
CRD#: 46000
ROSEVILLE, CA
Past

April 1, 2002 - February 2, 2005

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

March 5, 2002 - January 26, 2005

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
SAN JOSE, CA
Past

November 22, 2000 - April 1, 2002

MARQUETTE FINANCIAL GROUP, INC.

BD
CRD#: 345
MINNEAPOLIS, MN
Past

January 7, 1999 - November 22, 2000

NEXT ADVISORS SECURITIES

BD
CRD#: 39282
SAN JOSE, CA
Past

August 25, 1998 - November 23, 1998

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

August 2, 1996 - July 10, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/12/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/4/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/23/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/30/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/1998
General Securities Principal Examination

Current Firm

SV
SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.
SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.

CRD#: 159702 / SEC#: 801-72972

RIA
Registered Investment Advisory firm - (10/4/2012 Terminated)
California
Registered Investment Advisory firm - (2/12/2018 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6050 Hellyer Ave Suite 150, San Jose, CA 95138
Mailing Address
Phone number
(408) 440-6195
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts273
AUM (Assets Under Management)$ 50,947,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.

CRD#: 159702San Jose, CA 95138

TRUST BUT VERIFY

Monitor Todd Smith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Ronald William Guay
Ronald GuayAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
San Jose, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.