Anthony Barros
Professional summary
Anthony Barros is a registered financial professional currently at M1 FINANCE LLC located in Chicago, Illinois.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1996. Anthony has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Barros's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2023 - Present
M1 FINANCE LLC
Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601May 11, 2020 - June 20, 2023
VELOCITY CLEARING, LLC
May 11, 2020 - June 20, 2023
VELOCITY CAPITAL, LLC
September 30, 2016 - November 7, 2019
E*TRADE SECURITIES LLC
February 6, 2014 - September 30, 2016
E*TRADE CLEARING LLC
February 15, 2012 - February 7, 2014
ARCOLA SECURITIES, INC.
May 16, 2006 - November 28, 2011
JEFFERIES LLC
March 22, 2005 - December 13, 2005
INFM SECURITIES LLC
July 3, 1996 - March 1, 2006
PALOMA SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2023)
(8/14/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/6/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
M1 FINANCE LLC
CRD#: 281242 / SEC#: , 8-69670
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
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