Robert P. Olson

M HOLDINGS SECURITIES

Dallas, TX 75204

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CRD#: 2756842

Professional summary

Robert Patrick Olson, who also goes by Robert P Olson, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Dallas, Texas and M FINANCIAL ASSET MANAGEMENT, INC. located in Portland, Oregon.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert P Olson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Patrick Olson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert Patrick Olson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2023 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204

RIA

CRD#: 43285

Dallas, TX

Current

March 20, 2024 - Present

M FINANCIAL ASSET MANAGEMENT, INC.

Office #1: 1125 Nw Couch St Ste 900, Portland, OR 97209

RIA

CRD#: 136694

Portland, OR

Current

September 12, 2023 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204

RIA

CRD#: 43285

Dallas, TX

Past

February 9, 2021 - September 13, 2023

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

Dallas, TX

Past

February 9, 2021 - September 13, 2023

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

September 1, 2011 - April 26, 2019

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

April 26, 2010 - September 1, 2011

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

April 23, 2010 - April 11, 2019

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

June 9, 2008 - August 27, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOUISVILLE, KY

Past

June 9, 2008 - August 27, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LOUISVILLE, KY

Past

May 10, 2005 - August 21, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

September 9, 1998 - August 21, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/28/2024)

IAR

California
(3/20/2024)

IAR

Colorado
(3/21/2024)

IAR

Florida
(9/17/2024)

IAR

Nebraska
(3/21/2024)

IAR

Oregon
(9/15/2023)

IAR

Pennsylvania
(3/21/2024)

IAR

Texas
(9/12/2023)

IAR

Virginia
(6/10/2024)

IAR

Washington
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1125 N.w. Couch Street Suite 900, Portland, OR 97209

Mailing Address

P.o. Box 2207, Portland, OR 97208-2207

Phone number

(888) 520-6784

Established

Oregon since 03/21/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,442

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

M HOLDINGS SECURITIES, INC. FORM 2A ADV FIRM BROCHURE (10/2/2025)

WEALTHPURSUIT WRAP FEE PROGRAMS BROCHURE (10/2/2025)

Direct owners and executive officers

Name	Position	CRD#
M FINANCIAL HOLDINGS INCORPORATED	EQUITY OWNER
HANEY-JACKSON, LAURA ELIZABETH	VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER	4771801
LUDWIG, STEVEN CHARLES	CHIEF COMPLIANCE OFFICER	2440911
ROGERS, MARIA RENEE	PRINCIPAL FINANCIAL OFFICER	2442526
SCHOONMAKER, MICHAEL SKI	CHIEF EXECUTIVE OFFICER	2408456

Regulatory assets under management

Total Number of Accounts	8,234
AUM (Assets Under Management)	$ 4,078,516,284

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2025	Cover Page	Report
11/13/2024	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert P. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Patrick Olson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Patrick Olson's CRS (Customer Relationship Summary).

Certified licenses

Experience

M FINANCIAL ASSET MANAGEMENT, INC.

M HOLDINGS SECURITIES, INC.

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

M HOLDINGS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2005

Series 63

Date: 9/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/4/1998

Series 24

Date: 2/27/2025

FINRA

Current Firm

M HOLDINGS SECURITIES, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

M HOLDINGS SECURITIES, INC.

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