Stephen G. Krochmal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Glenn Krochmal SR, who also goes by S Glenn Krochmal Sr, S Glenn Krochmal, Stephen Glenn Krochmal, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1971. Stephen had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2000 - December 31, 2021
WEATHER GAUGE ADVISORY LLC
February 3, 1999 - June 26, 2001
MML INVESTORS SERVICES, LLC
January 2, 1998 - February 3, 1999
CADARET, GRANT & CO., INC.
September 2, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
October 23, 1987 - August 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 23, 1981 - November 12, 1987
PRINCIPAL SECURITIES, INC.
April 13, 1971 - March 23, 1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 13, 1971 - March 23, 1981
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/7/1971
Registered Representative ExaminationCurrent Firm
WEATHER GAUGE ADVISORY LLC
CRD#: 109395 / SEC#: 801-57711
Contact information
Red Flags
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