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Stephen Glenn Krochmal Sr

CRD# 275684·Registered 1971 - 2021
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Glenn Krochmal SR, who also goes by S Glenn Krochmal Sr, S Glenn Krochmal, Stephen Glenn Krochmal, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1971 - 2021. Stephen had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

S Glenn Krochmal Sr, S Glenn Krochmal, Stephen Glenn Krochmal

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

WEATHER GAUGE ADVISORY LLC·CRD# 109395
RIA
Williamsburg, VA
August 11, 2000 - December 31, 2021
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
February 3, 1999 - June 26, 2001
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
January 2, 1998 - February 3, 1999
PINEBRIDGE SECURITIES LLC·CRD# 5967
BD
New York, NY
September 2, 1997 - January 2, 1998
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
October 23, 1987 - August 29, 1997
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
April 23, 1981 - November 12, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
April 13, 1971 - March 23, 1981
OSAIC FA, INC.·CRD# 3978
BD
April 13, 1971 - March 23, 1981

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Current Firm

WG
WEATHER GAUGE ADVISORY LLC

KROCHMAL STEPHEN GLENN | WEATHER GAUGE ADVISORY LLC | WEATHER GAUGE ADVISORY

CRD#: 109395 / SEC#: 801-57711

Contact Information

Main Address

Williamsburg, VA

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1971

Series 24 — General Securities Principal Examination

Passed May 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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