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Robert Patrick Dunkel

CRD# 2756836·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Patrick Dunkel was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1996 - 2012. Robert had worked at 2 firms and has passed the Series 65, Series 63, Series 56, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

LUPO FUTURES, LLC·CRD# 155931
BD
Chicago, IL
April 2, 2012 - July 26, 2012
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 10, 1996 - August 26, 1997

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Current Firm

LF
LUPO FUTURES, LLC

LUPO FUTURES, LLC | WSP COMMODITY TRADING LLC

CRD#: 155931 / SEC#: 8-68755
BD
Terminated by SEC on 07/02/2016

Contact Information

Established

Illinois since 08/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JEFFREY A. WOLFSON BLIND TRUSTCLASS A MEMBER—
BELL, CAROL JEANTRUSTEE OF JEFFREY A. WOLFSON BLIND TRUST2567962
STAUDER, JOSEPH LLOYDCHIEF COMPLIANCE OFFICER3177027
WOLFSON, MARK DAVIDMANAGING MEMBER5974649

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Mar 2012

Series 31 — Futures Managed Funds Examination

Passed Aug 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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