Scott E. Monson

MISSIONSQUARE WEALTH MANAGEMENT

Murrieta, CA

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CRD#: 2756800

Professional summary

Scott Eugene Monson, CFP® is a registered financial advisor currently at MISSIONSQUARE WEALTH MANAGEMENT located in Murrieta, California.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Eugene Monson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 6, 2026 - Present

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

Murrieta, CA

Current

January 28, 2022 - Present

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

Murrieta, CA

Past

February 1, 2022 - March 6, 2026

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Saratoga Springs, UT

Past

July 13, 2018 - January 10, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 26, 2001 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

June 19, 1996 - January 10, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2023)

Arkansas
(2/1/2022)

District of Columbia
(3/1/2023)

Montana
(2/27/2026)

New Mexico
(2/1/2022)

Oklahoma
(2/1/2022)

Texas
(2/1/2022)

Utah
(1/28/2022)

IAR

Utah
(3/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE WEALTH MANAGEMENT

ICMA - RC SERVICES, INC. | MISSIONSQUARE WEALTH MANAGEMENT | MISSIONSQUARE INVESTMENT SERVICES | ICMA-RC SERVICES, LLC

CRD#: 23189 / SEC#: , 8-40268

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

Mailing Address

777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

Phone number

(202) 962-4600

Established

Delaware since 12/31/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

211

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT	MEMBER/OWNER
GANEY, PETER DAVIDSON	MANAGER	2282691
HOGENDORN, SHANNON DANIEL	CHIEF OPERATIONS OFFICER	3221945
HOGENDORN, SHANNON DANIEL	PRESIDENT & PRINCIPAL MANAGER	3221945
RICHARDS, CLIFF LAWRENCE	CHIEF COMPLIANCE OFFICER	2974428
WHITTY, RICHARD PATRICK	TREASURER/FINOP	1988149

Disclosures

Regulatory Event	3
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott E. Monson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Eugene Monson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE WEALTH MANAGEMENT

MISSIONSQUARE RETIREMENT

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2000

Series 63

Date: 6/21/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/26/1996

Series 6

Date: 6/18/1996

FINRA

Current Firm

MISSIONSQUARE WEALTH MANAGEMENT

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISSIONSQUARE WEALTH MANAGEMENT

TRUST BUT VERIFY

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