Allen Boxer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Boxer was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1969. Allen had worked at 16 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2015 - January 3, 2020
FEDERATED SECURITIES, INC.
January 27, 2003 - December 31, 2013
ALEXANDER CAPITAL, L.P.
July 19, 2001 - January 10, 2003
WOLFF INVESTMENT GROUP INCORPORATED
May 21, 1996 - August 8, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
January 23, 1995 - May 15, 1996
RICKEL & ASSOCIATES, INC.
August 21, 1990 - January 19, 1995
SOUTH RICHMOND SECURITIES, INC.
February 23, 1990 - August 24, 1990
PARAGON CAPITAL MARKETS, INC.
September 8, 1989 - March 10, 1990
HASAN GROWNEY CO. INC.
March 21, 1989 - September 5, 1989
ROBYNS CAPITAL CORP.
June 18, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
August 18, 1983 - February 3, 1987
GREENTREE SECURITIES CORP.
June 9, 1982 - July 22, 1983
PATTEN SECURITIES CORP.
May 9, 1979 - June 25, 1982
PHILIPS, APPEL & WALDEN, INC.
September 26, 1977 - November 5, 1983
J.P. MORGAN SECURITIES LLC
January 3, 1975 - September 26, 1977
PHILIPS, APPEL & WALDEN, INC.
June 28, 1973 - May 24, 1974
MAYHILL AGENCY, LLC
August 22, 1969 - December 27, 1974
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/20/1969
Registered Representative ExaminationCurrent Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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