David P. Jackson

BTC CAPITAL MANAGEMENT

Des Moines, IA 50309-3702

Some features on this profile are disabled

CRD#: 2756629

Professional summary

David Paul Jackson is a registered financial advisor currently at BTC CAPITAL MANAGEMENT located in Des Moines, Iowa.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Jackson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2018 - Present

BTC CAPITAL MANAGEMENT

Office #1: 453 7th Street, Des Moines, IA 50309-3702

RIA

CRD#: 127158

Des Moines, IA

Past

March 6, 1997 - April 5, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTC CAPITAL MANAGEMENT

BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BTC CAPITAL MANAGEMENT

BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

453 7th Street, Des Moines, IA 50309-3702

Mailing Address

Phone number

(515) 245-5638

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BTC PART 2A CLIENT DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2,262
AUM (Assets Under Management)	$ 4,188,851,296

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/16/2024	Cover Page	Report
01/17/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David P. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

BTC CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2018

Series 63

Date: 9/3/1996

Series 7

Date: 2/16/1999

Series 6

Date: 2/28/1997

Current Firm

BTC CAPITAL MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BTC CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors