Anson M. Sager
Professional summary
Anson Michael Sager is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Anson is registered as a RR (Registered Representative) and started their career in finance in 1996. Anson has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anson Michael Sager's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2012 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605November 1, 2010 - November 2, 2010
COWEN PRIME SERVICES LLC
November 1, 2010 - December 5, 2011
MF GLOBAL INC.
March 16, 2009 - November 2, 2010
SANDERS MORRIS LLC
February 7, 2006 - March 16, 2009
STANFORD GROUP COMPANY
April 12, 2004 - November 11, 2004
CHARLES SCHWAB & CO., INC.
January 12, 2004 - November 11, 2004
UBS CAPITAL MARKETS L.P.
January 20, 1997 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
August 6, 1996 - February 12, 1997
LEE SAGER JR. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2012)
(10/1/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/17/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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