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David Rubinov

CRD# 2756389·Registered 1996 - 1999
Barred: David Rubinov was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

David Rubinov, who also goes by David Rubin, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 1999. David had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Rubin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.·CRD# 29771
BD
Miami, FL
August 14, 1998 - August 25, 1999
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
April 2, 1997 - December 16, 1997
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
October 29, 1996 - April 18, 1997
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
BD
San Clemente, CA
October 3, 1996 - October 11, 1996
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
July 29, 1996 - September 17, 1996

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Current Firm

CI
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

CAPITAL INTERNATIONAL SECURITIES GROUP, INC. | DIA SECURITIES CORP. | CAPITAL INTERNATIONAL SECURITIES GROUP,INC.

CRD#: 29771 / SEC#: 8-44541
BD
Terminated by SEC on 10/25/1999

Contact Information

Established

Florida since 01/24/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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