JH
John T. Hourigan
JANNEY MONTGOMERY SCOTT
PHILADELPHIA, PA 19103
CRD#: 2756196
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JH
John Timothy HouriganJANNEY MONTGOMERY SCOTT
Professional summary
John Timothy Hourigan, CFP® is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Philadelphia, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Timothy Hourigan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Timothy Hourigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 26, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1717 Arch Street, Philadelphia, PA 19103RIA
BD
CRD#: 463
PHILADELPHIA, PA
Current
November 29, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1717 Arch Street, Philadelphia, PA 19103RIA
BD
CRD#: 463
PHILADELPHIA, PA
Past
February 3, 2025 - December 5, 2025
YOUR FINANCIAL ADVOCATE, LLC
RIA
CRD#: 331376
MANLIUS, NY
Past
May 4, 2023 - October 7, 2024
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
March 3, 2016 - November 21, 2024
BNY ADVISORS
RIA
CRD#: 106108
PENNINGTON, NJ
Past
March 3, 2016 - March 4, 2024
PERSHING LLC
BD
CRD#: 7560
KING OF PRUSSIA, PA
Past
January 14, 2016 - January 25, 2016
EDWARD JONES
RIA
CRD#: 250
FAIR HAVEN, NJ
Past
January 11, 2016 - January 25, 2016
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
October 23, 2013 - March 31, 2015
ENVESTNET PMC
RIA
CRD#: 111694
CHICAGO, IL
Past
October 22, 2013 - March 31, 2015
PORTFOLIO BROKERAGE SERVICES, INC.
BD
CRD#: 18554
CHICAGO, IL
Past
January 27, 2004 - July 16, 2013
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
NEWARK, NJ
Past
October 9, 2003 - July 16, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
June 13, 2003 - October 20, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
June 5, 2001 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
September 10, 1996 - March 28, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 10, 1996 - March 28, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/29/2025)
RR
Alaska(11/29/2025)
RR
Arizona(11/29/2025)
RR
Arkansas(11/29/2025)
RR
California(11/29/2025)
RR
Colorado(11/29/2025)
RR
Connecticut(11/29/2025)
RR
Delaware(11/29/2025)
RR
District of Columbia(11/29/2025)
RR
Florida(11/29/2025)
RR
Georgia(11/29/2025)
RR
Hawaii(11/29/2025)
RR
Idaho(11/29/2025)
RR
Illinois(11/29/2025)
RR
Indiana(11/29/2025)
RR
Iowa(11/29/2025)
RR
Kansas(11/29/2025)
RR
Kentucky(11/29/2025)
RR
Louisiana(11/29/2025)
RR
Maine(11/29/2025)
RR
Maryland(11/29/2025)
RR
Massachusetts(11/29/2025)
RR
Michigan(11/29/2025)
RR
Minnesota(11/29/2025)
RR
Mississippi(11/29/2025)
RR
Missouri(11/29/2025)
RR
Montana(11/29/2025)
RR
Nebraska(11/29/2025)
RR
Nevada(11/29/2025)
RR
New Hampshire(11/29/2025)
RR
New Jersey(11/29/2025)
RR
New Mexico(11/29/2025)
IAR
New York(11/26/2025)
RR
New York(11/29/2025)
RR
North Carolina(12/2/2025)
RR
North Dakota(11/29/2025)
RR
Ohio(11/30/2025)
RR
Oklahoma(11/29/2025)
IAR
Pennsylvania(11/26/2025)
RR
Pennsylvania(11/29/2025)
RR
Puerto Rico(11/29/2025)
RR
Rhode Island(11/29/2025)
RR
South Carolina(11/29/2025)
RR
South Dakota(11/29/2025)
RR
Tennessee(11/29/2025)
IAR
Texas(11/26/2025)
RR
Texas(11/29/2025)
RR
Utah(11/29/2025)
RR
Vermont(11/29/2025)
RR
Virginia(11/29/2025)
RR
Washington(11/29/2025)
RR
West Virginia(11/29/2025)
RR
Wisconsin(11/29/2025)
RR
Wyoming(11/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
