Anthony J. Rossetti
Professional summary
Anthony Joseph Rossetti, CFP®, who also goes by Anthony Rossetti, Tony Rossetti, is a registered financial advisor currently at HERITAGE ADVISORS GROUP, INC. located in Maitland, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Anthony has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Rossetti's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
April 1, 2020 - Present
HERITAGE ADVISORS GROUP, INC.
Office #1: 166 Lookout Place Suite 100, Maitland, FL 32751July 17, 2018 - November 9, 2018
HERITAGE FINANCIAL SERVICES, LLC
December 19, 2011 - August 4, 2020
INDEPENDENT FINANCIAL PARTNERS
July 1, 2004 - March 26, 2012
HERITAGE FINANCIAL SERVICES, LLC
May 22, 2003 - November 16, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 16, 2003 - November 16, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 21, 1999 - May 16, 2003
EQUITY SERVICES, INC.
December 21, 1999 - May 16, 2003
EQUITY SERVICES, INC.
June 21, 1996 - December 21, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 21, 1996 - December 21, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2020)
(8/27/2020)
(4/1/2020)
Exams
Current Firm
HERITAGE ADVISORS GROUP, INC.
CRD#: 307283 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 459 |
| AUM (Assets Under Management) | $ 76,980,000 |
Red Flags
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