Jody P. Medford

LINEGUARD INVESTMENTS

Troy, MI 48084

Some features on this profile are disabled

CRD#: 2755967

Professional summary

Jody Paul Medford, CFP® is a registered financial advisor currently at LINEGUARD INVESTMENTS, LLC located in Troy, Michigan.

Jody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jody has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Paul Medford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 19, 2011 - Present

LINEGUARD INVESTMENTS, LLC

Office #1: 101 W. Big Beaver Road Suite 1400, Troy, MI 48084

RIA

CRD#: 156618

Troy, MI

Past

March 23, 2010 - June 2, 2011

TACTICAL ALLOCATION GROUP, LLC

RIA

CRD#: 132451

BIRMINGHAM, MI

Past

April 24, 1998 - April 9, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BIRMINGHAM, MI

Past

January 16, 1997 - April 13, 1998

OLD KENT FINANCIAL ADVISORS

CRD#: 17039

GRAND RAPIDS, MI

Past

August 30, 1996 - December 5, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/29/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/18/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

LINEGUARD INVESTMENTS, LLC

CRD#: 156618 / SEC#: 801-72279

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Michigan

Registered Investment Advisory firm - (6/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 W. Big Beaver Road Suite 1400, Troy, MI 48084

Mailing Address

Phone number

(248) 687-1110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 38,580,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jody P. Medford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Paul Medford's CRS (Customer Relationship Summary).

Certified licenses

Experience

TACTICAL ALLOCATION GROUP, LLC

FIDELITY BROKERAGE SERVICES LLC

OLD KENT FINANCIAL ADVISORS

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2005

Series 63

Date: 9/25/1996

Series 7

Date: 8/29/1996

Series 10

Date: 10/29/2001

Series 9

Date: 8/18/2001

Current Firm

LINEGUARD INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LINEGUARD INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors