Thomas B. Conway

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CRD#: 2755774

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Blakely Conway, AIF®, CFP®, CIMA®, CPWA® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Core Areas of Focus

Business Owners

Corporate Executives

Estate & Generational Planning Issues

Investment Advice without Ongoing Management

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Biography

Thomas B. Conway, JD CFP®, AIF®, CTFA® CIMA®, CPWA®, CLU® RICP®, CRC®, CAP®, CPO®, President & Founder of the Connemara Group http://connemara.com is a member of the following professional organizations:

American Bar Association

International Bar Association

Maryland State Bar Association

District of Columbia Bar Association

District of Columbia Estate Planning Council

Northern Virginia Estate Planning Council

Investment Management Consultants Association (IMCA)

National Association of Personal Financial Advisors (NAPFA)

Financial Planning Association of the NCA

Garrett Planning Network

fi360

International Foundation for Retirement Education (InFRE) 

In addition to practicing estate planning and elder law and providing unbiased fee-only financial planning and family office consulting services, Mr. Conway enjoys walking, hiking, and travel.  He also has an interest in foreign and ancient languages.  His wife, D. Elizabeth Walker, is a founding partner in Walker & Murphy, a law firm in Rockville, Maryland concentrating in medical malpractice defense and related litigation.  Tom and Elizabeth have two children, Kathryn and Matthew.

Question & Answer

What are your service offerings?

Retirement Income Management

Insurance Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Retirement Planning

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1998

CIMA^®

Certified Investment Management Analyst

CRD#: 19616

WASHINGTON, DC

Past

December 3, 2002 - May 15, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHEVY CHASE, MD

Past

Registered Investment Advisory firm - (1/17/2024 Terminated)

Virginia

Registered Investment Advisory firm - (1/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1996

General Securities Representative Examination

Current Firm

PINE HARBOR WEALTH MANAGEMENT LLC

CRD#: 317352 / SEC#: 801-129354

RIA

Registered Investment Advisory firm - (1/12/2024 Approved)

District of Columbia

Registered Investment Advisory firm - (1/17/2024 Terminated)

Maryland

Registered Investment Advisory firm - (1/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/17/2024 Terminated)

Virginia

Registered Investment Advisory firm - (1/20/2024 Terminated)

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Contact information

Main Address

8280 Willow Oaks Corporate Drive Suite 600, Fairfax, VA 22031

Mailing Address

Phone number

(703) 589-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINE HARBOR WEALTH MANAGEMENT LLC DISCLOSURE BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 444,750,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Thomas B. Conway

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PINE HARBOR WEALTH MANAGEMENT LLC

THE CONNEMARA GROUP, LLC

CONNEMARA FEE ONLY PLANNING, LLC

CONNEMARA FAMILY OFFICE MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PINE HARBOR WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/1996

Series 63

Date: 6/4/1996

Series 7

Date: 6/20/1996

Current Firm

PINE HARBOR WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINE HARBOR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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