Thomas B. Conway
Some features on this profile are disabled
CRD#: 2755774
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Blakely Conway, AIF®, CFP®, CIMA®, CPWA® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Thomas B. Conway, JD CFP®, AIF®, CTFA® CIMA®, CPWA®, CLU® RICP®, CRC®, CAP®, CPO®, President & Founder of the Connemara Group http://connemara.com is a member of the following professional organizations:
American Bar Association
International Bar Association
Maryland State Bar Association
District of Columbia Bar Association
District of Columbia Estate Planning Council
Northern Virginia Estate Planning Council
Investment Management Consultants Association (IMCA)
National Association of Personal Financial Advisors (NAPFA)
Financial Planning Association of the NCA
Garrett Planning Network
fi360
International Foundation for Retirement Education (InFRE)
In addition to practicing estate planning and elder law and providing unbiased fee-only financial planning and family office consulting services, Mr. Conway enjoys walking, hiking, and travel. He also has an interest in foreign and ancient languages. His wife, D. Elizabeth Walker, is a founding partner in Walker & Murphy, a law firm in Rockville, Maryland concentrating in medical malpractice defense and related litigation. Tom and Elizabeth have two children, Kathryn and Matthew.
Question & Answer
What are your service offerings?
Retirement Income Management
Insurance Planning
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
Investment Advice without Ongo...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/01/2015 Present THE CONNEMARA GROUP, LLC (281262); investment-related; 1700 ROCKVILLE PIKE, SUITE 400, ROCKVILLE, MD 20852, 15-20 hours per week
2. 07/13/2010 Present CONNEMARA FEE ONLY PLANNING, LLC (154261); investment-related; 1700 ROCKVILLE PIKE, SUITE 400, ROCKVILLE, MD 20852, 15-20 hours per week
3. of Counsel to the law firm of Altman & Associates based in Rockville, Maryland. From time to time he may provide legal services separately and with full disclosure to clients. Such legal services include estate, legacy, and business planning services. 0-5 hours per week.
4. Mr. Conway is a National Association of Personal Financial Advisors (NAPFA)-registered adviser. He is a planning and investment fiduciary. He is firmly committed to acting in the best interests of all clients. 0-5 hours per week.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Past
February 9, 2024 - December 31, 2024
PINE HARBOR WEALTH MANAGEMENT LLC
RIA
CRD#: 317352
Fernandina Beach, FL
Past
September 16, 2015 - December 14, 2023
THE CONNEMARA GROUP, LLC
RIA
CRD#: 281262
GAITHERSBURG, MD
Past
September 21, 2010 - December 20, 2016
CONNEMARA FEE ONLY PLANNING, LLC
RIA
CRD#: 154261
ROCKVILLE, MD
Past
July 15, 2009 - December 20, 2016
CONNEMARA FAMILY OFFICE MANAGEMENT, LLC
RIA
CRD#: 150445
ROCKVILLE, MD
Past
January 29, 2008 - May 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WASHINGTON, DC
Past
December 3, 2002 - May 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHEVY CHASE, MD
Past
March 9, 2001 - May 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHEVY CHASE, MD
Past
September 29, 1997 - February 28, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 21, 1996 - January 27, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 21, 1996 - January 27, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PH
PINE HARBOR WEALTH MANAGEMENT LLC
PINE HARBOR WEALTH MANAGEMENT LLC
CRD#: 317352 / SEC#: 801-129354
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)District of Columbia
Registered Investment Advisory firm - (1/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/24/2024 Terminated)Texas
Registered Investment Advisory firm - (1/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PH
PINE HARBOR WEALTH MANAGEMENT LLC
PINE HARBOR WEALTH MANAGEMENT LLC
CRD#: 317352 / SEC#: 801-129354
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)District of Columbia
Registered Investment Advisory firm - (1/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/24/2024 Terminated)Texas
Registered Investment Advisory firm - (1/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/20/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8280 Willow Oaks Corporate Drive Suite 600, Fairfax, VA 22031
Mailing Address
Phone number
(703) 589-9100
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 444,750,649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
