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AS

Andrew I. Schacher

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CRD#: 2755590
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Ian Schacher was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 99TO, Series 7, Series 27, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 29, 2024 - May 16, 2025

NINTH ETERNITY SECURITIES LLC

BD
CRD#: 307492
CAMBRIDGE, MA
Past

February 6, 2019 - February 26, 2019

FIRST CAPITAL EQUITIES,LTD.

BD
CRD#: 14428
LAKE SUCCESS, NY
Past

August 16, 2017 - May 16, 2025

SIGMA AMERICAS SECURITIES LLC

BD
CRD#: 207515
NEW YORK, NY
Past

November 28, 2016 - December 2, 2016

HAMPTON HEDGE FUND MARKETING, LLC

BD
CRD#: 141685
OAKTON, VA
Past

May 22, 2014 - December 4, 2014

HAMPTON HEDGE FUND MARKETING, LLC

BD
CRD#: 141685
OAKTON, VA
Past

July 18, 2011 - September 9, 2011

INTERMERCHANT SECURITIES LLC

BD
CRD#: 142734
NEW YORK, NY
Past

December 21, 2009 - February 12, 2010

HAMPTON HEDGE FUND MARKETING, LLC

BD
CRD#: 141685
OAKTON, VA
Past

May 11, 2007 - December 4, 2007

SGI, LLC

BD
CRD#: 32922
NEW YORK, NY
Past

October 30, 2003 - May 13, 2005

WINDHAM SECURITIES, INC.

BD
CRD#: 20529
NEW YORK, NY
Past

July 13, 1999 - December 10, 2003

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA
Past

October 5, 1998 - July 7, 1999

HD BROUS & CO., INC.

BD
CRD#: 22062
GREAT NECK, NY
Past

November 18, 1996 - August 5, 1998

WALSH MANNING SECURITIES, LLC

BD
CRD#: 30826
Past

July 25, 1996 - November 20, 1996

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/23/2024
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 5/22/2014
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/1999
General Securities Principal Examination

Current Firm

NE
NINTH ETERNITY SECURITIES LLC
NINTH ETERNITY SECURITIES LLC

CRD#: 307492 / SEC#: , 8-70514

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1 Broadway 14th Floor, Cambridge, MA 02142
Mailing Address
1 Broadway 14th Floor, Cambridge, MA 02142
Phone number
(508) 638-8199
Established
Delaware since 01/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NINTH ETERNITY CAPITAL LTD.OWNER/SHAREHOLDER
DONG, YANYANPRESIDENT & CEO7215862
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
QIAN, STEVEN JUNPRINCIPAL2921286
SOLANO, STEVE NMNCHIEF COMPLIANCE OFFICER1650853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NINTH ETERNITY SECURITIES LLC

CRD#: 307492

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