Samuel A. Mason

S.A. MASON

Holland, MI 49423

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CRD#: 2755456

Professional summary

Samuel Arthur Mason, CFP®, who also goes by Sam Mason, is a registered financial advisor currently at S.A. MASON, LLC located in Holland, Michigan.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Samuel has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Arthur Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

August 25, 2010 - Present

S.A. MASON, LLC

Office #1: 170 College Avenue Suite 260, Holland, MI 49423

RIA

CRD#: 151440

Holland, MI

Past

June 11, 1997 - May 2, 2000

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

July 3, 1996 - April 25, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.A. MASON, LLC

MANAGEQUITY | S.A. MASON, LLC | MASON PRIVATE ASSET MANAGEMENT, LLC | MASON PRIVATE ASSET MANAGEMENT | MASON CAPITAL MANAGEMENT, LLC

CRD#: 151440 / SEC#: 801-70548

RIA

Registered Investment Advisory firm - (9/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/25/2010)

IAR

Texas
(5/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/1996

General Securities Representative Examination

Current Firm

S.A. MASON, LLC

MANAGEQUITY | S.A. MASON, LLC | MASON PRIVATE ASSET MANAGEMENT, LLC | MASON PRIVATE ASSET MANAGEMENT | MASON CAPITAL MANAGEMENT, LLC

CRD#: 151440 / SEC#: 801-70548

RIA

Registered Investment Advisory firm - (9/16/2009 Approved)

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Contact information

Main Address

170 College Avenue Suite 260, Holland, MI 49423

Mailing Address

Phone number

(616) 355-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/12/2025)

ADV PART 2B - BRADEN L. PROCTOR (3/12/2025)

ADV FORM 2B (3/12/2025)

Regulatory assets under management

Total Number of Accounts	805
AUM (Assets Under Management)	$ 636,110,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel A. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Arthur Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.A. MASON, LLC

NATCITY INVESTMENTS, INC.

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

S.A. MASON, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1996

Series 7

Date: 6/29/1996

Current Firm

S.A. MASON, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.A. MASON, LLC

TRUST BUT VERIFY

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