Kenneth G. Hobbs

CLEARVIEW INVESTMENT PARTNERS

COSTA MESA, CA 92626

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CRD#: 2755332

Professional summary

Kenneth Gordon Hobbs III is a registered financial advisor currently at CLEARVIEW INVESTMENT PARTNERS, LLC located in Costa Mesa, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gordon Hobbs III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2009 - Present

CLEARVIEW INVESTMENT PARTNERS, LLC

Office #1: 3151 Airway Avenue Suite H-1, Costa Mesa, CA 92626

RIA

CRD#: 150046

COSTA MESA, CA

Past

February 21, 2001 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWPORT BEACH, CA

Past

February 9, 2001 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWPORT BEACH, CA

Past

July 18, 1996 - February 22, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/26/2009)

IAR

Texas
(5/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/9/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/17/1996

General Securities Representative Examination

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

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Contact information

Main Address

3151 Airway Avenue Suite H-1, Costa Mesa, CA 92626

Mailing Address

Phone number

(949) 200-1560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARVIEW - ADV PART 2A DISCLOSURE BROCHURE (2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 100,409,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth G. Hobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Gordon Hobbs III's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CLEARVIEW INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/1996

Series 63

Date: 8/1/1996

Series 31

Date: 8/9/1996

Series 7

Date: 7/17/1996

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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