Attila Soos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Attila Soos was a registered financial professional .
Attila is a previously registered financial professional and started their career in finance in 1997. Attila had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2007 - October 9, 2020
STONNINGTON GROUP, LLC
December 21, 1999 - January 17, 2007
THE SEIDLER COMPANIES INCORPORATED
July 24, 1998 - October 6, 1998
NATIONAL SECURITIES CORPORATION
May 16, 1997 - July 24, 1998
THE BOSTON GROUP
April 23, 1997 - May 8, 1997
FINANCIAL WEST GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONNINGTON GROUP, LLC
CRD#: 131221 / SEC#: 801-63081, 8-66919
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONNINGTON, NICHOLAS HENRY | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 1090046 |
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 553,044,853 |
Red Flags
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