Jack Robert Thacker JR | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Robert Thacker JR, who also goes by J R Thacker, Jack R Jr Thacker, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 1996. Jack had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

J R Thacker | Jack R Jr Thacker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) THACKER AND ASSOCIATES DBA; BRISTOL, VA; INSURANCE AGENCY (SALES OF FIXED ANNUITIES AND LIFE INSURANCE); WWW.THACKERANDASSOCIATES.COM;OWNER/PRESIDENT; INSURANCE COMMISSIONS; 5 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) RESOURCE MEDIA LLC; MURFREESBORO, TN; SINGLEMEMBER LLC THAT OWNS COPYWRITES ON BOOKS AND MARKETING SYSTEMS; MANAGING MEMBER/OWNER; ANY ROYALTIES OR PROFITS FROM BOOKS WRITTEBY JR THACKER; 1 HOUR PER WEEK NONE DURING NORMAL TRADING HOURS. (3) HIGHLAND BLASTING INC.; KODAK, TN; BOARD MEMBER; WWW.HIGHLANDBLASTING.COM; NO COMPENSATION; 1 HOUR PER WEEK NONE DURING NORMAL TRADING HOURS. (4) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 22, 2023 - January 28, 2025

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

BRISTOL, VA

Past

September 20, 2023 - November 22, 2024

REALTA EQUITIES, INC.

BD

CRD#: 23769

BRISTOL, VA

Past

October 8, 2021 - October 10, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Nashville, TN

Past

October 7, 2021 - February 13, 2023

ARETE WEALTH MANAGEMENT, LLC

BD

CRD#: 44856

Nashville, TN

Past

March 6, 2014 - July 12, 2023

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

NASHVILLE, TN

Past

October 29, 2008 - June 12, 2013

THACKER & ASSOCIATES, INC.

RIA

CRD#: 147323

BRISTOL, VA

Past

December 3, 2007 - October 10, 2023

CENTER STREET SECURITIES, INC.

BD

CRD#: 26898

BRISTOL, VA

Past

June 29, 2005 - December 19, 2007

KALOS MANAGEMENT

RIA

CRD#: 133025

BRISTOL, VA

Past

February 2, 2005 - November 30, 2007

KALOS CAPITAL, INC.

BD

CRD#: 44337

BRISTOL, VA

Past

November 23, 1999 - January 31, 2005

DORTCH SECURITIES & INVESTMENTS, INC.

BD

CRD#: 42207

LITTLE ROCK, AR

Past

July 9, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD

CRD#: 5181

BOSTON, MA

Past

July 9, 1996 - December 21, 1999

SIGNATOR INVESTORS, INC.

BD

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 7/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

RR

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

RR

Series 79TO

Date: 5/21/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 3/22/1999

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 7/8/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 14

Date: 10/9/2023

Compliance Officer Examination

Principal/Supervisory Exam

RR

Series 53

Date: 5/12/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 11/19/1999

General Securities Principal Examination

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack R. Thacker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REALTA EQUITIES, INC.

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

CENTER STREET ADVISORS, INC.

THACKER & ASSOCIATES, INC.

CENTER STREET SECURITIES, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

DORTCH SECURITIES & INVESTMENTS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2005

Series 63

Date: 7/8/1996

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 5/21/2020

SIE

Date: 10/1/2018

Series 7

Date: 3/22/1999

Series 6

Date: 7/8/1996

Series 14

Date: 10/9/2023

Series 53

Date: 5/12/2008

Series 24

Date: 11/19/1999

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

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