David M. Schley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Schley, who also goes by David Schley, Dave Schley, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 5 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 62, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - July 1, 2025
VALLEY NATIONAL INVESTMENTS, INC.
September 20, 2022 - January 29, 2024
VCP APEX (US)
January 7, 2022 - February 24, 2023
DYNAMIC CAPITAL INVESTMENTS, LLC
February 7, 2006 - March 31, 2021
KEY INVESTMENT SERVICES LLC
November 22, 2005 - March 31, 2021
KEY INVESTMENT SERVICES LLC
January 3, 2005 - January 17, 2006
KEYBANC CAPITAL MARKETS INC.
January 29, 2004 - January 17, 2006
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 5/22/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
VALLEY NATIONAL INVESTMENTS, INC.
CRD#: 16715 / SEC#: , 8-34427
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
