Iftach D. Sheres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iftach Douglas Sheres, who also goes by Doug Sheres, I. Douglas Sheres, Iftach D Sheres, Douglas Sheres, was a registered financial professional .
Iftach is a previously registered financial professional and started their career in finance in 1996. Iftach had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - April 3, 2014
PARAMO CAPITAL PARTNERS, LLC
December 19, 2011 - January 31, 2012
RICE HALL JAMES & ASSOCIATES LLC
March 28, 2003 - November 13, 2007
RICE HALL JAMES & ASSOCIATES LLC
March 30, 1999 - March 27, 2003
RICE HALL JAMES & ASSOCIATES
July 9, 1996 - March 3, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAMO CAPITAL PARTNERS, LLC
CRD#: 159375 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 12/16/2016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
