James F. Devereaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Floyd Devereaux was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2010 - January 10, 2017
CHESME CAPITAL MANAGEMENT
October 12, 2005 - February 10, 2006
B. C. ZIEGLER AND COMPANY
December 17, 2001 - May 19, 2004
FIFTH THIRD SECURITIES, INC.
February 1, 1999 - September 14, 2001
BANC ONE SECURITIES CORPORATION
August 29, 1996 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
CHESME CAPITAL MANAGEMENT
CRD#: 129342 / SEC#: 801-66375
Contact information
Red Flags
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