Michael T. Johnson
FLAGSTONE FINANCIAL MANAGEMENT
Lincoln, NE 68516
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CRD#: 2754467
Professional summary
Michael Tate Johnson, CFP® is a registered financial advisor currently at FLAGSTONE FINANCIAL MANAGEMENT, LLC located in Lincoln, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Biography
I love working with clients and building Flagstone. However, my real passion and purpose is my family. My wife Jill and I have been married for longer than 21 years. We have a 16-year-old son named Sam, a 12-year-old daughter named Sophie and a Labrador retriever named Rocky. We spend a lot of time watching our kids play sports, playing Uno, Monopoly and other games and trying to capture as many experiences as we can before they are out of the house. I also enjoy golfing, reading, listening to audio books and podcasts, and spending time with friends.
Juris Doctor Degree
1999, University of Nebraska-Lincoln College of Law
B.S. in Business Administration, Major: Economics
2008, University of Nebraska-Lincoln
CERTIFIED FNIANCIAL PLANNER™ Professional
2010
14 Years of Experience in the Financial Planning Profession
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Small Business Planning
Estate Planning
Insurance Planning
Investment Planning
Employee and Employer Plan Ben...
Retirement Planning
Life Transitions
Tax Planning
Social Security Planning
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 3/15/2011: Again, LLC - Investment Related - At Reported Business Location(s) - No Time Spent - This entity previously made deposits in mutual savings banks w/ goal to buy stock on IPO when mutual converts to publicly traded stock bank (deposit holders get that right). (2) 1/3/2017: Flagstone Holdings - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/30/16 - 50 Hours Per Month/6 Hours During Securities Trading. (3) 1/9/2018: Royal Oak, LLC; not investment related;5801 Hidcote Dr. Ste 300, Lincoln, NE 68516; Commercial real estate ownership; Manager (non-owner); owns the building where the IA Firm is located; 10 hrs/mo, 2 hrs/mo during trading hours. (4) Member; Swojo, LLC; Investment Related: Yes; Location: 1230 Aries Dr suite a, Lincoln, NE 68512; Description of the business: Swojo is an LLC set up to hold real estate investments for the two owners. Michael Johnson is 50% owner in Swojo. The real estate investments are currently and anticipated to hold passive real estate investments organized by 3rd parties where Swojo is an investor in such projects.; Responsibilities Duties: None other than making investments and assisting in the operations of the LLC, although they are expected to be limited.; Start date with business: 2020-11-16; Hours devoted to business during trading hours: .01; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1; (5) Member; Upper Hand, LLC; Investment Related: Yes; Location: 1230 Aries Dr suite a, Lincoln, NE 68512; Description of the business: Upper Hand is an LLC set up to hold real estate investments for the two owners. Michael Johnson is 50% owner in Upper Hand. The real estate investments are currently and anticipated to hold passive real estate investments organized by 3rd parties where Upper Hand is an investor in such projects.; Responsibilities Duties: None other than making investments and assisting in the operations of the LLC, although they are expected to be limited.; Start date with business: 2020-11-16; Hours devoted to business during trading hours: .01; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Tate Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
December 20, 2016 - Present
FLAGSTONE FINANCIAL MANAGEMENT, LLC
Office #1: 5801 Hidcote Dr. Ste 100, Lincoln, NE 68516RIA
CRD#: 285484
Lincoln, NE
Past
November 25, 2015 - January 17, 2017
EXECUTIVE WEALTH MANAGEMENT
RIA
CRD#: 281667
LINCOLN, NE
Past
August 13, 2010 - February 4, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LINCOLN, NE
Past
August 13, 2010 - November 3, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LINCOLN, NE
Past
January 25, 2005 - August 13, 2010
SMITH HAYES ADVISERS INC
RIA
CRD#: 110776
LINCOLN, NE
Past
February 28, 2002 - August 13, 2010
SMITH HAYES FINANCIAL SERVICES CORPORATION
BD
CRD#: 17059
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLAGSTONE FINANCIAL MANAGEMENT, LLC
FLAGSTONE FINANCIAL MANAGEMENT, LLC
CRD#: 285484 / SEC#: 801-108722
RIA
Registered Investment Advisory firm - (11/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(12/21/2016)
IAR
Texas(12/20/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FLAGSTONE FINANCIAL MANAGEMENT, LLC
FLAGSTONE FINANCIAL MANAGEMENT, LLC
CRD#: 285484 / SEC#: 801-108722
RIA
Registered Investment Advisory firm - (11/28/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5801 Hidcote Dr. Ste 100, Lincoln, NE 68516
Mailing Address
Phone number
(402) 413-0440
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 375,178,791 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
