Anthony J. Pence
Professional summary
Anthony John Pence, who also goes by Tony John Pence, is a registered financial professional currently at KINGFISHER SECURITIES, LLC located in Marine On St. Croix, Minnesota.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony John Pence's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2010 - Present
KINGFISHER SECURITIES, LLC
June 5, 2007 - November 20, 2009
TENECA, LLC
April 20, 2005 - December 12, 2005
DEVENIR, LLC
August 14, 2003 - June 26, 2007
DEVENIR, LLC
September 26, 2001 - September 10, 2002
TRIPLETREE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KINGFISHER SECURITIES, LLC
CRD#: 103771 / SEC#: , 8-52271
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
