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YB

Yuri O. Burlakov

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CRD#: 2754372
YB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yuri Olegovich Burlakov, who also goes by Yuri O Burlakov, Yuri Burlakov, was a registered financial professional .

Yuri is a previously registered financial professional and started their career in finance in 2009. Yuri had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Yuri O Burlakov | Yuri Burlakov

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 7, 2022 - June 21, 2023

CTC, LLC

BD
CRD#: 44597
CHICAGO, IL
Past

September 9, 2014 - January 26, 2022

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
New York, NY
Past

January 3, 2014 - August 4, 2014

HRT EXECUTION SERVICES LLC

BD
CRD#: 128491
NEW YORK, NY
Past

October 28, 2010 - January 7, 2014

CTC, LLC

BD
CRD#: 44597
CHICAGO, IL
Past

September 9, 2009 - May 20, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/12/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CL
CTC, LLC
CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: , 8-50758

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Phone number
(312) 863-8000
Established
Illinois since 01/02/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures


Regulatory Event18

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CTC, LLC

CRD#: 44597

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