Christopher V Wendt
Professional Summary
Christopher V Wendt, who also goes by Chris Wendt, Christopher Vaden Wendt, Christopher Wendt, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1997 - 2023. Christopher had worked at 18 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 24, Series 4 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Wendt, Christopher Vaden Wendt, Christopher Wendt
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ACORNS SECURITIES, LLC
Contact Information
Main Address
5300 California Avenue, Irvine, CA 92617Mailing Address
5300 California Avenue, Irvine, CA 92617Phone Number
(855) 739-2859Established
Delaware since 04/09/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2003Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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