Peter M. Falvey
Professional summary
Peter Miah Falvey, who also goes by Peter M Falvey, is a registered financial professional currently at SHEA & COMPANY located in Boston, Massachusetts.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Miah Falvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2014 - Present
SHEA & COMPANY
Office #1: 111 Huntington Avenue Suite 2900, Boston, MA 02199May 15, 2012 - November 19, 2014
ARMORY SECURITIES, LLC
December 17, 2008 - May 1, 2012
MORGAN KEEGAN & COMPANY, LLC
November 8, 2001 - December 31, 2008
REVOLUTION PARTNERS, LLC
September 1, 1998 - March 10, 2000
ROBERTSON STEPHENS, INC.
May 6, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
September 4, 1997 - April 16, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SHEA & COMPANY
CRD#: 150965 / SEC#: , 8-68319
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
SHEA & COMPANY
CRD#: 150965Boston, MA 02199TRUST BUT VERIFY
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