Jeffrey M. Schropp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Schropp, CFA, who also goes by Jeff Schropp, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - November 1, 2020
FRANKLIN DISTRIBUTORS, LLC
July 15, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
January 13, 2001 - March 20, 2003
DEUTSCHE BANK SECURITIES INC.
November 19, 1998 - January 13, 2001
DB ALEX. BROWN LLC
July 23, 1996 - December 16, 1997
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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