Albert C. Krempa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Charles Krempa JR, who also goes by Al Krempa Jr, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1972. Albert had worked at 10 firms and has passed the Series 63, Series 65, Series 1 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2006 - December 31, 2013
IC ADVISORY SERVICES, INC.
September 1, 2006 - December 31, 2013
THE INVESTMENT CENTER, INC.
April 21, 2004 - September 1, 2006
HORNOR, TOWNSEND & KENT, LLC
December 1, 1999 - September 1, 2006
HORNOR, TOWNSEND & KENT, LLC
March 3, 1997 - July 30, 2026
KREMPA ASSOCIATES INC.
July 12, 1995 - December 3, 1999
VOYA FINANCIAL ADVISORS, INC.
June 19, 1983 - January 18, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 22, 1979 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
September 29, 1976 - January 18, 1980
HIGHAM-WHITRIDGE SECURITIES, INC.
February 13, 1976 - October 18, 1979
THE GREAT-WEST LIFE ASSURANCE COMPANY
November 14, 1972 - April 15, 1975
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/6/1972
Registered Representative ExaminationCurrent Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
