Brian P. Tibe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Tibe was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1996. Brian had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2005 - March 31, 2025
DUPREE & COMPANY, INC.
December 17, 2003 - May 31, 2005
SCOTTRADE, INC.
May 9, 2000 - December 5, 2003
CHARLES SCHWAB & CO., INC.
April 3, 2000 - December 5, 2003
CHARLES SCHWAB & CO., INC.
June 21, 1996 - December 22, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
DUPREE & COMPANY, INC.
CRD#: 1697 / SEC#: 801-13157, 8-10938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUPREE & COMPANY, INC.
CRD#: 1697 / SEC#: 801-13157, 8-10938
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRIMES, LAMAR DUPREE | SHAREHOLDER, DIRECTOR | 1741495 |
| COMBS, HUSTON BARROW | VICE PRESIDENT | 2918837 |
| DRAGOO, MICHELLE MARIE | VICE PRESIDENT, SECRETARY, TREASURER | 1637435 |
| GRIMES, III, ALLEN EVANS MR. | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, FINANCIAL PRINCIPAL, SHAREHOLDER, DIRECTOR | 4890647 |
| HARRISON, VINCENT HENRY | VICE PRESIDENT | 2469232 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 956,478,786 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
