Eric Sanders
Professional summary
Eric Sanders is a registered financial professional currently at UBS ASSET MANAGEMENT (US) INC. located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 2 firms and has passed the SIE, Series 7, Series 9, Series 10, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Sanders's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2007 - Present
UBS ASSET MANAGEMENT (US) INC.
Office #1: 787 Seventh Avenue, New York, NY 10019January 25, 1997 - June 30, 2005
FRED ALGER & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
UBS ASSET MANAGEMENT (US) INC.
CRD#: 583 / SEC#: , 8-21901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
Red Flags
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