Richard A. Miller

GULLANE CAPITAL

Memphis, TN 38117-4706

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CRD#: 2753617

Professional summary

Richard Alvah Miller III, who also goes by Richard A Miller III, Trip A Miller III, Trip Miller, is a registered financial advisor currently at GULLANE CAPITAL, LLC located in Memphis, Tennessee.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard A Miller Iii | Trip A Miller Iii | Trip Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VULCAN LENDING I, LLC - OWNER. 01/2017 TO PRESENT. NOT INVESTMENT RELATED. 8 HOURS/MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS. DUTIES INCLUDE PASSIVE OVERSIGHT. THE OPERATIONS ARE MAINTAINED BY AN SVP, COO AND OUTSIDE ACCOUNTING FIRM. 640 S. PERKINS ROAD, MEMPHIS, TN 38117. COMPENSATION IS RECEIVED IN THE FORM OF DISTRIBUTION OF FEES AND PROFITS AS THE BUSINESS HAS AVAILABLE CASH FLOW.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alvah Miller III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2021 - Present

GULLANE CAPITAL, LLC

Office #1: 640 S. Perkins Road, Memphis, TN 38117-4706

RIA

CRD#: 313464

Memphis, TN

Past

August 22, 2002 - November 6, 2002

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GULLANE CAPITAL, LLC

CRD#: 313464 / SEC#: 801-121629

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2002

General Securities Representative Examination

Current Firm

GULLANE CAPITAL, LLC

CRD#: 313464 / SEC#: 801-121629

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

640 S. Perkins Road, Memphis, TN 38117-4706

Mailing Address

Phone number

(901) 766-1969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GULLANE CAPITAL, LLC ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 320,941,185

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alvah Miller III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULLANE CAPITAL, LLC

B. RILEY WEALTH MANAGEMENT

Primary Firm SEC Registration

GULLANE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2021

Series 7

Date: 8/21/2002

Current Firm

GULLANE CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GULLANE CAPITAL, LLC

TRUST BUT VERIFY

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