Michael R. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ryan Brown, who also goes by Ryan Brown, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2021 - February 22, 2023
FORGE FINANCIAL
July 30, 2021 - March 2, 2023
LPL FINANCIAL LLC
January 1, 1997 - February 1, 1997
SCOTTRADE, INC.
Primary Firm SEC Registration
FORGE FINANCIAL
CRD#: 306480 / SEC#: 801-117938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/30/2021
General Securities Representative ExaminationCurrent Firm
FORGE FINANCIAL
CRD#: 306480 / SEC#: 801-117938
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,594 |
| AUM (Assets Under Management) | $ 1,201,557,311 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
