Michael C. Gainer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Carroll Gainer was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2001 - February 25, 2002
HIGH MARK SECURITIES, INC.
June 22, 2000 - July 5, 2001
HORNOR, TOWNSEND & KENT, LLC
August 19, 1998 - June 23, 2000
TOWER SQUARE SECURITIES, INC.
August 9, 1996 - August 25, 1998
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
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