Francis M. Tacopino
Professional summary
Francis Michael Tacopino, who also goes by Frank Michael Tacopino, is a registered financial professional currently at MCAP LLC located in Orlando, Florida.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1996. Francis has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Michael Tacopino's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2019 - Present
MCAP LLC
Office #1: 390 N. Orange Avenue Suite 2700, Orlando, FL 32801January 2, 2014 - June 21, 2018
BNY MELLON CAPITAL MARKETS, LLC
September 9, 2005 - January 7, 2014
PERSHING LLC
October 28, 1998 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
July 29, 1996 - October 6, 1998
DONALD & CO. SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/30/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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