JD
John E. Davis
CHICAGO INVESTMENT ADVISORY COUNCIL
ST. CHARLES, IL 60174
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CRD#: 2753428
JD
Professional summary
John Elbert Davis is a registered financial advisor currently at CHICAGO INVESTMENT ADVISORY COUNCIL, INC. located in St. Charles, Illinois and J.W. COLE FINANCIAL, INC. located in St. Charles, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. A) CHICAGO INVESTMENT ADVISORY COUNCIL (DBA & OUTSIDE RIA) B) INVESTMENT RELATED C) 1601 E. MAIN STREET SUITE 1C ST. CHARLES, IL 60174 D) FIXED INSURANCE E) AGENT F) 1993 G) 50 HRS/MONTH H) 50 DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER 2. A) SUNSET HARBOUR YACHT CLUB B) NON-INVESTMENT RELATED C) 1928 SUNSET HARBOUR DR., MIAMI, FL 33139 D) BOARD MEMBER E) VOTE ON CLUB POLICIES, IMPLEMENT REGULATIONS, REVIEW FINANCIAL STATEMENTS F) 0 HRS PER MONTH 3. A) Blackhawk Farms Raceway B) Non-Investment Related C) 15538 Prairie Rd, South Beloit, IL 61080 D)Racecar Driving Instructor E) Coach drivers and teach them how to racecar drive responsibly F) 8 hours/month during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view John Elbert Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 1998 - Present
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
Office #1: 1601 E. Main Street Suite 1c, St. Charles, IL 60174RIA
CRD#: 123243
ST. CHARLES, IL
Current
October 3, 2007 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1601 E Main Street Ste 1c, St. Charles, IL 60174Office #2: 2937 Ravenswood Road #4n, Ft. Lauderdale, FL 33312BD
CRD#: 124583
St. Charles, IL
Past
October 1, 2002 - October 8, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SAINT CHARLES, IL
Past
June 2, 1998 - December 31, 2002
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
RIA
CRD#: 123243
CHICAGO, IL
Past
July 26, 1996 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Illinois
Registered Investment Advisory firm - (6/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2020)
RR
Florida(10/3/2007)
IAR
Illinois(6/2/1998)
RR
Illinois(10/3/2007)
RR
Maryland(6/14/2017)
RR
Michigan(1/5/2015)
RR
Montana(9/12/2018)
RR
Texas(1/2/2013)
RR
Wisconsin(10/3/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Illinois
Registered Investment Advisory firm - (6/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1601 E. Main Street Suite 1c, St. Charles, IL 60174
Mailing Address
Phone number
(630) 444-1410
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,600 |
| AUM (Assets Under Management) | $ 190,000,000 |
Red Flags
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Company Information
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243St. Charles, IL 60174TRUST BUT VERIFY
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Contact information
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