Robert L. Kreinz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Kreinz was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 1, Series 26, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2011 - December 3, 2015
LANDOLT SECURITIES, INC.
February 22, 2011 - June 27, 2011
ALLIED BEACON PARTNERS, INC.
November 19, 2001 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
April 13, 1995 - February 6, 2001
WMA SECURITIES, INC.
March 9, 1990 - December 9, 1992
WELLINGTON INVESTMENT SERVICES CORP.
May 24, 1988 - January 12, 1989
DECADE SECURITIES CORP.
October 2, 1986 - April 19, 1988
WS GRIFFITH SECURITIES, INC.
January 27, 1986 - November 5, 1986
NIES/BRAUER SECURITIES, INC.
October 2, 1985 - January 24, 1986
MERRICO INVESTMENTS CORPORATION
October 22, 1982 - August 8, 1985
DECADE SECURITIES CORP.
January 4, 1982 - October 21, 1982
ROWLAND SECURITIES CORPORATION
July 23, 1980 - June 7, 1981
NATIONAL SELECTED SECURITIES CORP.
August 17, 1979 - September 1, 1980
FPC SECURITIES CORPORATION
August 1, 1977 - January 30, 1978
CHARTER SECURITIES CORPORATION
September 30, 1968 - February 10, 1972
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/20/1977
Registered Representative ExaminationCurrent Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
