Brian F. Caine

CSJ WEALTH MANAGEMENT

Solana Beach, CA

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CRD#: 2753379

Professional summary

Brian Frederick Caine is a registered financial advisor currently at CSJ WEALTH MANAGEMENT, LLC located in Solana Beach, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Law Offices of Brian Caine, Legal Services, spends approximately 1% of his time in this capacity. Private Real Estate Development and Brokerage, spends approximately 40% of his time in this capacity. President of The Caine Group, Inc., P.O. Box 594, Solana Beach, CA 92075. Corporation is partial owner of CSJ Wealth Management, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Frederick Caine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2013 - Present

CSJ WEALTH MANAGEMENT, LLC

RIA

CRD#: 169437

Solana Beach, CA

Past

January 30, 1997 - December 31, 2016

CAINE CAPITAL MANAGEMENT

RIA

CRD#: 117670

SOLANA BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 5/15/1996

Non-Member General Securities Examination

Current Firm

CSJ WEALTH MANAGEMENT, LLC

CAINE WEALTH MANAGEMENT, LLC | CSJ WEALTH MANAGEMENT, LLC

CRD#: 169437 / SEC#:

California

Registered Investment Advisory firm - (11/25/2013 Approved)

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Contact information

Main Address

Solana Beach, CA

Mailing Address

P.o. Box 594, Solana Beach, CA 92075

Phone number

(858) 350-1365

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 62,299,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brian F. Caine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Frederick Caine's CRS (Customer Relationship Summary).

Certified licenses

Experience

CSJ WEALTH MANAGEMENT, LLC

CAINE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1996

Series 2

Date: 5/15/1996

Current Firm

CSJ WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CSJ WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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