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PK

Paul Kreindler

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CRD#: 275334
PK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Kreindler was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1968. Paul had worked at 7 firms and has passed the SIE, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 20, 1985 - January 30, 2018

PACE CAPITAL CORP.

BD
CRD#: 15766
NEW YORK, NY
Past

August 29, 1978 - January 12, 1984

PENNSYLVANIA SECURITIES COMPANY

BD
CRD#: 7667
Past

January 14, 1977 - August 13, 1978

PROVIDENT MARKETING CORPORATION

BD
CRD#: 7328
Past

February 6, 1974 - January 14, 1977

PROVIDENT NATIONAL EQUITIES, INC.

BD
CRD#: 40
Past

January 2, 1973 - August 29, 1978

PENNSYLVANIA SECURITIES COMPANY

BD
CRD#: 6416
Past

July 31, 1970 - January 19, 1973

PENNSYLVANIA EQUITIES CORPORATION

BD
CRD#: 371
Past

July 22, 1968 - August 29, 1978

GLENWOOD SECURITIES, INC.

BD
CRD#: 2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 10/20/1959
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 6/23/1967
General Securities Principal Examination

Current Firm

PC
PACE CAPITAL CORP.
PACE CAPITAL CORP. | PACE SECURITIES CORP.

CRD#: 15766 / SEC#: , 8-30931

BD
Terminated by SEC on 01/29/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 04/22/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PACE MANAGEMENT SERVICE CORPPARENT COMPANY
KREINDLER, PAULPRESIDENT/CCO/FIN OP275334

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACE CAPITAL CORP.

CRD#: 15766

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