Thomas W. Labonte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wayne Labonte, who also goes by Tom Wayne Labonte, Tommy Labonte, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2015 - May 11, 2016
PRINCETON SECURITIES GROUP, LLC
April 25, 2013 - July 22, 2013
PACIFIC PEARL GROUP
July 1, 2010 - August 15, 2011
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 21, 2008 - June 28, 2010
NATIONAL SECURITIES CORPORATION
July 14, 2003 - October 27, 2006
J.P. TURNER & COMPANY, L.L.C.
September 28, 2000 - August 14, 2001
PRIME CHARTER LTD.
July 12, 1999 - September 6, 2000
PREFERRED SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRINCETON SECURITIES GROUP, LLC
CRD#: 41233 / SEC#: , 8-49359
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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