Chenying L. Williamson
Professional summary
Chenying Lee Williamson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chenying is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Chenying had worked at 6 firms, which includes CHASE INVESTMENT SERVICES CORP., PRUCO SECURITIES LLC., PNC WEALTH MANAGEMENT LLC, J.J.B. HILLIARD W.L. LYONS LLC, CITIGROUP GLOBAL MARKETS INC., WMA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2007 - May 21, 2009
CHASE INVESTMENT SERVICES CORP.
June 19, 2007 - May 21, 2009
CHASE INVESTMENT SERVICES CORP.
March 30, 2007 - May 18, 2007
PRUCO SECURITIES, LLC.
March 16, 2007 - May 18, 2007
PRUCO SECURITIES, LLC.
January 1, 2004 - October 4, 2006
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - October 4, 2006
PNC WEALTH MANAGEMENT LLC
June 10, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 6, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
February 27, 2001 - June 19, 2003
CITIGROUP GLOBAL MARKETS INC.
June 11, 1999 - October 20, 1999
WMA SECURITIES, INC.
February 4, 1999 - June 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
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